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Compliance and Internal Audit
With the arrival of the new century, the pressures of new regulations and tougher standards of accountability in many economic sectors continue to mount. The increase of regulation is wide-spread, now affecting all types of organizations worldwide from publicly traded to banking and insurance sectors; and the list goes on with no sign of abatement. Giving your compliance the reliability it needs - through high integrity, accuracy and completeness - without completely draining your company's resources is a seemingly daunting task.
Let us use our experience in regulatory and quality compliance to help you craft strong compliance initiatives that won't drain your resources and will actually add to your bottom-line. For example, our experience with SOX (multiple projects since the inception of SOX in 2003) encompasses both U.S. and Canadian regulatory environments and equips us to work closely with your staff and external auditor to design and execute a high-powered, cost-effective program to comply with Sarbanes-Oxley legislation (CSA 52-109) while enhancing continuous improvement of underlying processes.
The frameworks we use vary based on the type of compliance initiative, but uniformly simplify and standardize your approach to reduce your costs while strengthening underlying processes. We can assist you with:
- Initial and Ongoing Scoping
- Process Design and Documentation and Remediation
- Identification and Assessment of Control Design
- Design & Execution of Control Assessments
- Reporting on Effectiveness of Control Environment
To learn more about how we can help you with your compliance, please see the links below and contact us.